FCA fines / Clive John Rosier

Clive John Rosier — FCA fines

The FCA has fined Clive John Rosier £10,000 across 1 penalty, most recently 5 Oct 2017.

Last updated 5 Oct 2017

All FCA fines for Clive John Rosier

DateAmountBreach categorySource
5 Oct 2017£10,000MIS_SELLINGOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
MIS_SELLING1£10,000

Frequently asked questions

How much has Clive John Rosier been fined by the FCA?

The FCA has fined Clive John Rosier £10,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Clive John Rosier been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for Clive John Rosier.

What was Clive John Rosier's largest FCA fine?

Clive John Rosier's largest disclosed FCA fine recorded by RegActions is £10,000.

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