FCA fines / David Caplin
David Caplin — FCA fines
The FCA has fined David Caplin £210,000 across 1 penalty, most recently 22 Jan 2015.
Last updated 22 Jan 2015
All FCA fines for David Caplin
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 22 Jan 2015 | £210,000 | PRINCIPLES | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| PRINCIPLES | 1 | £210,000 |
Frequently asked questions
How much has David Caplin been fined by the FCA?
The FCA has fined David Caplin £210,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has David Caplin been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for David Caplin.
What was David Caplin's largest FCA fine?
David Caplin's largest disclosed FCA fine recorded by RegActions is £210,000.