FCA fines / Five individuals

Five individuals — FCA fines

The FCA has fined Five individuals £1,000,000 across 1 penalty, most recently 9 May 2022.

Last updated 9 May 2022

All FCA fines for Five individuals

DateAmountBreach categorySource
9 May 2022£1,000,000Pensions advice and transfersOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
Pensions advice and transfers1£1,000,000

Frequently asked questions

How much has Five individuals been fined by the FCA?

The FCA has fined Five individuals £1,000,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Five individuals been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for Five individuals.

What was Five individuals's largest FCA fine?

Five individuals's largest disclosed FCA fine recorded by RegActions is £1,000,000.

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