FCA fines / Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”)

Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) — FCA fines

The FCA has fined Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) £4,000,000 across 1 penalty, most recently 26 Feb 2014.

Last updated 26 Feb 2014

All FCA fines for Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”)

DateAmountBreach categorySource
26 Feb 2014£4,000,000Not classifiedOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
Not classified1£4,000,000

Frequently asked questions

How much has Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) been fined by the FCA?

The FCA has fined Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) £4,000,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”).

What was Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”)'s largest FCA fine?

Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”)'s largest disclosed FCA fine recorded by RegActions is £4,000,000.

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