FCA fines / River & Mercantile Asset Management LLP

River & Mercantile Asset Management LLP — FCA fines

The FCA has fined River & Mercantile Asset Management LLP £108,600 across 1 penalty, most recently 21 Feb 2019.

Last updated 21 Feb 2019

All FCA fines for River & Mercantile Asset Management LLP

DateAmountBreach categorySource
21 Feb 2019£108,600INVESTMENTOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
INVESTMENT1£108,600

Frequently asked questions

How much has River & Mercantile Asset Management LLP been fined by the FCA?

The FCA has fined River & Mercantile Asset Management LLP £108,600 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has River & Mercantile Asset Management LLP been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for River & Mercantile Asset Management LLP.

What was River & Mercantile Asset Management LLP's largest FCA fine?

River & Mercantile Asset Management LLP's largest disclosed FCA fine recorded by RegActions is £108,600.

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