FCA fines / Sunrise Brokers LLP
Sunrise Brokers LLP — FCA fines
The FCA has fined Sunrise Brokers LLP £642,400 across 1 penalty, most recently 12 Nov 2021.
Last updated 12 Nov 2021
All FCA fines for Sunrise Brokers LLP
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 12 Nov 2021 | £642,400 | AML | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| AML | 1 | £642,400 |
Frequently asked questions
How much has Sunrise Brokers LLP been fined by the FCA?
The FCA has fined Sunrise Brokers LLP £642,400 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has Sunrise Brokers LLP been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for Sunrise Brokers LLP.
What was Sunrise Brokers LLP's largest FCA fine?
Sunrise Brokers LLP's largest disclosed FCA fine recorded by RegActions is £642,400.