FCA fines / three broker firms
three broker firms — FCA fines
The FCA has fined three broker firms £4,775,200 across 1 penalty, most recently 8 Dec 2022.
Last updated 8 Dec 2022
All FCA fines for three broker firms
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 8 Dec 2022 | £4,775,200 | Market abuse | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| Market abuse | 1 | £4,775,200 |
Frequently asked questions
How much has three broker firms been fined by the FCA?
The FCA has fined three broker firms £4,775,200 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has three broker firms been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for three broker firms.
What was three broker firms's largest FCA fine?
three broker firms's largest disclosed FCA fine recorded by RegActions is £4,775,200.