BaFin Fines Database | Federal Financial Supervisory Authority Enforcement Actions

Track all Federal Financial Supervisory Authority (BaFin) fines and enforcement actions. 246 penalties from 2023-2026. Complete database with stats, trends, and analysis.

Coverage Snapshot

  • Regulator: Federal Financial Supervisory Authority
  • Jurisdiction: Germany
  • Tracked period: 2023-2026
  • Tracked actions: 246
  • Default currency: EUR

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Largest enforcement actions

Firm or individualDateAmountBreach categorySource
Deutsche Bank AG29 Dec 2021£7,361,000Securities ViolationsNotice
Bank of America Corporation11 Aug 2022£4,335,000Securities ViolationsNotice
Varengold Bank AG16 Sep 2025£2,805,000Anti-Money Laundering (GwG) ViolationsNotice
VARTA AG1 Jul 2026£2,125,000Market Abuse Regulation ViolationsNotice
flatexDEGIRO SE30 Apr 2026£2,125,000Insider DealingNotice
Schaeffler AG26 Mar 2026£2,125,000Insider DealingNotice
Wirecard AG5 Dec 2024£2,125,000Market Abuse Regulation ViolationsNotice
ZhongDe Waste Technology AG6 Jan 2025£1,700,000Securities ViolationsNotice
JPMorgan Chase Bank N.A21 Jul 2021£1,555,500Securities ViolationsNotice
SAP SE27 May 2025£1,487,500Securities ViolationsNotice
Barclays PLC27 Mar 2026£1,402,500Disclosure of Major HoldingsNotice
Volkswagen AG18 Jun 2025£1,020,000Insider DealingNotice
Talanx AG25 Mar 2025£930,750Market Abuse Regulation ViolationsNotice
flatexDEGIRO SE30 Apr 2026£850,000Insider DealingNotice
ZhongDe Waste Technology AG4 Jun 2024£850,000Securities ViolationsNotice
Landesbank Berlin AG21 Apr 2023£850,000Market Abuse Regulation ViolationsNotice
ZhongDe Waste Technology AG22 Sep 2021£850,000Securities ViolationsNotice
Oldenburgische Landesbank AG13 Oct 2025£773,500Securities / Supervisory ViolationsNotice
M.M. Warburg & CO (AG & Co.) KGaA29 Dec 2025£637,500Securities / Supervisory ViolationsNotice
ZhongDe Waste Technology AG7 Apr 2022£637,500Securities ViolationsNotice

Amounts are normalised to GBP for comparison.