CMF Fines Database | Comisión para el Mercado Financiero Enforcement Actions
Track Comisión para el Mercado Financiero (CMF) fines and enforcement actions from 2002-2026. Current totals are loaded from the live evidence view. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Comisión para el Mercado Financiero
- Jurisdiction: Chile
- Tracked period: 2002-2026
- Tracked actions: 1,085
- Latest tracked action: 2026-10-09
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| Banco de Chile | 18 Jun 2024 | £10,125,000 | Corporate Governance Violations | Notice |
| Banco Santander Chile | 5 Dec 2023 | £7,209,000 | Internal Controls Deficiencies | Notice |
| AFP Habitat | 14 Sep 2023 | £4,536,000 | Pension Fund Management | Notice |
| PEDRO PABLO LARRAÍN MERY | 13 Nov 2025 | £2,568,905 | Administrative fine + Temporary disqualification | Notice |
| ALFREDO HARZ CASTRO | 13 Nov 2025 | £2,408,348 | Administrative fine + Temporary disqualification | Notice |
| MICHAEL MARK CLARK VARELA | 13 Nov 2025 | £2,087,235 | Administrative fine + Temporary disqualification | Notice |
| Larraín Vial Activos S.A. Administradora General de Fondos | 22 Aug 2025 | £1,909,045 | Administrative fine | Notice |
| Francisco José Coeymans Ossandón | 22 May 2025 | £1,586,252 | Administrative fine + Temporary disqualification | Notice |
| MAURO VALDÉS RACZYNSKI | 13 Nov 2025 | £1,445,009 | Administrative fine + Temporary disqualification | Notice |
| JUAN CARLOS JORQUERA SALHUS | 13 Nov 2025 | £1,123,896 | Administrative fine + Temporary disqualification | Notice |
| RODRIGO BUSTAMANTE GARCÍA | 13 Nov 2025 | £1,123,896 | Administrative fine + Temporary disqualification | Notice |
| Asesorías e Inversiones A&C SPA | 15 Sep 2026 | £828,925 | Administrative fine | Notice |
| ÓSCAR EBEL SEPÚLVEDA | 13 Nov 2025 | £722,504 | Administrative fine + Temporary disqualification | Notice |
| Claudio Gonzalo Yáñez Fregonara | 22 Aug 2025 | £477,261 | Administrative fine | Notice |
| Matías Germán Videla Solá | 2 Oct 2023 | £439,829 | Administrative fine | Notice |
| STF Capital Corredores de Bolsa SpA | 8 Aug 2023 | £393,993 | Administrative fine + Registration cancelled or revoked | Notice |
| MIGUEL LEÓN NÚÑEZ | 13 Nov 2025 | £321,113 | Administrative fine | Notice |
| TANNER CORREDORA DE SEGUROS LIMITADA | 4 Apr 2025 | £315,205 | Administrative fine | Notice |
| Luis Flores Cuevas | 8 Aug 2023 | £315,194 | Administrative fine + Temporary disqualification | Notice |
| Carlos Marín Orrego | 25 Sep 2018 | £310,130 | Administrative fine | Notice |
Amounts are normalised to GBP for comparison.
Frequently asked questions
What is the largest CMF fine?
The largest CMF fine currently recorded by RegActions is £10,125,000, issued to Banco de Chile on 18 Jun 2024 by the Comisión para el Mercado Financiero. This reflects amounts that have passed RegActions' amount-review gate; see the CMF fines database below for the complete, source-linked list.
How much has CMF fined in 2026?
RegActions records £1,748,650 in disclosed Comisión para el Mercado Financiero (CMF) monetary penalties in 2026, based on source-linked notices that have passed the amount-review gate. This excludes non-monetary actions such as prohibitions and public censures.
How many CMF penalties were issued in 2026?
RegActions has recorded 33 disclosed Comisión para el Mercado Financiero (CMF) monetary penalties in 2026 so far. This counts individual penalty notices, not firms, since some are fined more than once in a year.
How can I verify a CMF fine?
Start with the firm or individual name, the penalty date and the disclosed amount, then open the linked Comisión para el Mercado Financiero notice. The notice sets out the rule breaches, the affected period and the sanction. RegActions links every record to its official source; the regulator's own publication remains the authoritative record.