Track all Financial Services Regulatory Authority (FSRA) fines and enforcement actions. 10 penalties from 2025-2026. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Financial Services Regulatory Authority
- Jurisdiction: Abu Dhabi Global Market
- Tracked period: 2025-2026
- Tracked actions: 10
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Country risk report: United Arab Emirates →
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| AC Holding Limited (ADGM) | 3 Apr 2025 | £435,240,000 | ADGM FSRA imposes financial penalty for carrying on unauthorised Regulated Activities in relation to Virtual Assets | Notice |
| Christopher Flinos | 3 Apr 2025 | £435,240,000 | ADGM FSRA imposes prohibition and financial penalty on individual for unauthorised Regulated Activities, provision of misleading information and contravention of regulatory requirements | Notice |
| AC Limited (Hayvn) | 3 Apr 2025 | £33,859,800 | ADGM FSRA cancels FSP and imposes financial penalty for exceeding FSP and contraventions of regulatory requirements | Notice |
| FWS Group Limited | 24 Nov 2025 | £49,725 | ADGM FSRA imposes financial penalty for contraventions of Anti-Money Laundering requirements | Notice |
| Payward MENA Holdings Limited | 17 Dec 2025 | £39,000 | ADGM FSRA imposes financial penalty for contraventions of Anti-Money Laundering requirements | Notice |
| UHY James Chartered Accountants LLC | 26 Aug 2025 | £23,400 | ADGM FSRA imposes financial penalty for contraventions of Anti-Money Laundering requirements | Notice |
| MBK Auditing LLC | 1 May 2025 | £17,160 | ADGM FSRA imposes financial penalty for contraventions of Anti-Money Laundering requirements | Notice |
| Sarwa Digital Wealth (Capital) Limited | 13 May 2025 | £55 | ADGM FSRA imposes financial penalty for contraventions of Common Reporting Standard Regulations and the Foreign Account Tax Compliance Regulations requirements | Notice |
| Freedom Adventure Fund II CEIC Limited | 14 Apr 2025 | £42 | ADGM FSRA imposes financial penalty for contraventions of Common Reporting Standard Regulations and the Foreign Account Tax Compliance Regulations requirements | Notice |
Amounts are normalised to GBP for comparison.