GHSEC Fines Database | Securities and Exchange Commission, Ghana Enforcement Actions
Track Securities and Exchange Commission, Ghana (GHSEC) fines and enforcement actions from 2019-2026. Current totals are loaded from the live evidence view. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Securities and Exchange Commission, Ghana
- Jurisdiction: Ghana
- Tracked period: 2019-2026
- Tracked actions: 68
- Latest tracked action: 2026-03-31
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| First Atlantic Asset Management Co. Limited | 31 Mar 2026 | £187 | Late notification of resignation of a licensed representative. | Notice |
| First Finance Company Ltd | 31 Mar 2026 | £187 | Late notification of resignation of a licensed representative. | Notice |
| Orialles Capital Ltd | 31 Mar 2026 | £36 | Late submission of Q4 2025 Financial Statements | Notice |
Amounts are normalised to GBP for comparison.
Frequently asked questions
What is the largest GHSEC fine?
The largest GHSEC fine currently recorded by RegActions is £187, issued to First Atlantic Asset Management Co. Limited on 31 Mar 2026 by the Securities and Exchange Commission, Ghana. This reflects amounts that have passed RegActions' amount-review gate; see the GHSEC fines database below for the complete, source-linked list.
How much has GHSEC fined in 2026?
RegActions records £411 in disclosed Securities and Exchange Commission, Ghana (GHSEC) monetary penalties in 2026, based on source-linked notices that have passed the amount-review gate. This excludes non-monetary actions such as prohibitions and public censures.
How many GHSEC penalties were issued in 2026?
RegActions has recorded 3 disclosed Securities and Exchange Commission, Ghana (GHSEC) monetary penalties in 2026 so far. This counts individual penalty notices, not firms, since some are fined more than once in a year.
How can I verify a GHSEC fine?
Start with the firm or individual name, the penalty date and the disclosed amount, then open the linked Securities and Exchange Commission, Ghana notice. The notice sets out the rule breaches, the affected period and the sanction. RegActions links every record to its official source; the regulator's own publication remains the authoritative record.