GHSEC Fines Database | Securities and Exchange Commission, Ghana Enforcement Actions
Track Securities and Exchange Commission, Ghana (GHSEC) fines and enforcement actions from 2019-2026. Current totals are loaded from the live evidence view. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Securities and Exchange Commission, Ghana
- Jurisdiction: Ghana
- Tracked period: 2019-2026
- Tracked actions: 68
- Latest tracked action: 2026-03-31
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| First Atlantic Asset Management Co. Limited | 31 Mar 2026 | £187 | Late notification of resignation of a licensed representative. | Notice |
| First Finance Company Ltd | 31 Mar 2026 | £187 | Late notification of resignation of a licensed representative. | Notice |
| Orialles Capital Ltd | 31 Mar 2026 | £36 | Late submission of Q4 2025 Financial Statements | Notice |
Amounts are normalised to GBP for comparison.