OCC Fines Database | Office of the Comptroller of the Currency Enforcement Actions

Track all Office of the Comptroller of the Currency (OCC) fines and enforcement actions. 5579 penalties from 1987-2026. Complete database with stats, trends, and analysis.

Coverage Snapshot

  • Regulator: Office of the Comptroller of the Currency
  • Jurisdiction: United States
  • Tracked period: 1987-2026
  • Tracked actions: 5579
  • Default currency: GBP

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Largest enforcement actions

Firm or individualDateAmountBreach categorySource
Bank of America, National Association28 Feb 2013£879,413,544C&D or PC&D Requiring RestitutionNotice
JPMorgan Chase Bank, National Association28 Feb 2013£587,535,102C&D or PC&D Requiring RestitutionNotice
Wells Fargo Bank, National Association20 Apr 2018£390,000,000Civil Money Penalty (CMP)Notice
HSBC Bank USA, National Association11 Dec 2012£390,000,000Civil Money Penalty (CMP)Notice
TD Bank USA, National Association9 Oct 2024£351,000,000Civil Money Penalty (CMP)Notice
TD Bank, National Association9 Oct 2024£351,000,000Civil Money Penalty (CMP)Notice
Citibank, National Association7 Oct 2020£312,000,000Civil Money Penalty (CMP)Notice
JPMorgan Chase Bank, National Association11 Nov 2014£273,000,000Civil Money Penalty (CMP)Notice
Citibank, National Association11 Nov 2014£273,000,000Civil Money Penalty (CMP)Notice
JPMorgan Bank and Trust Company, National Association7 Jan 2014£273,000,000Civil Money Penalty (CMP)Notice
Chase Bank USA, National Association7 Jan 2014£273,000,000Civil Money Penalty (CMP)Notice
JPMorgan Chase Bank, National Association7 Jan 2014£273,000,000Civil Money Penalty (CMP)Notice
JPMorgan Chase Bank, National Association18 Sep 2013£234,000,000Civil Money Penalty (CMP)Notice
Providian National Bank28 Jun 2000£234,000,000C&D or PC&D Requiring RestitutionNotice
JPMorgan Chase Bank, National Association14 Mar 2024£195,000,000Civil Money Penalty (CMP)Notice
Wells Fargo Bank, National Association9 Sep 2021£195,000,000Civil Money Penalty (CMP)Notice
JPMorgan Chase Bank, National Association24 Nov 2020£195,000,000Civil Money Penalty (CMP)Notice
Bank of America, National Association11 Nov 2014£195,000,000Civil Money Penalty (CMP)Notice
Capital One Bank (USA), National Association17 Jul 2012£117,000,000C&D or PC&D Requiring RestitutionNotice
Bank of America, National Association14 Jul 2022£97,500,000Civil Money Penalty (CMP)Notice

Amounts are normalised to GBP for comparison.