SESC Fines Database | Securities and Exchange Surveillance Commission Enforcement Actions
Track Securities and Exchange Surveillance Commission (SESC) fines and enforcement actions from 2023-2026. Current totals are loaded from the live evidence view. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Securities and Exchange Surveillance Commission
- Jurisdiction: Japan
- Tracked period: 2023-2026
- Tracked actions: 72
- Latest tracked action: 2026-07-08
- Default currency: GBP
Use This Data
Open the live RegActions workspace to filter the source records, inspect related firms, compare breach themes, and export the evidence for compliance or board reporting.
Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| Nomura Securities Co., Ltd. | 25 Sep 2024 | £113,152 | Market manipulation | Notice |
| NIPPO Corporation | 26 Jun 2026 | £98,748 | Insider trading | Notice |
| Demae-can Co., Ltd. | 17 Jan 2025 | £76,128 | Insider trading | Notice |
| ZOZO, Inc. | 8 Sep 2023 | £67,756 | Insider trading | Notice |
| Stream Media Corporation | 14 Jun 2024 | £47,424 | Insider trading | Notice |
| NIPPON ROAD CO., LTD. | 28 Feb 2025 | £43,680 | Insider trading | Notice |
| Quadeye Trading LLC | 26 Mar 2024 | £41,080 | Enforcement action | Notice |
| BASE FOOD, Inc. and two other securities. | 17 Apr 2026 | £32,604 | Market manipulation | Notice |
| Ava Trade Japan K | 26 Jun 2024 | £28,028 | Insider trading | Notice |
| S DIVISION HOLDINGS INC | 26 Dec 2023 | £25,584 | Insider trading | Notice |
| EPS Holdings, Inc | 12 Dec 2025 | £20,904 | Insider trading | Notice |
| JESCO Holdings, Inc. and other securities. | 18 Apr 2023 | £15,756 | Market manipulation | Notice |
| PACIFIC METALS CO., LTD. | 8 Dec 2023 | £14,612 | Market manipulation | Notice |
| SAKAI Holdings CO., LTD | 24 Apr 2024 | £11,856 | Market manipulation | Notice |
| Sigmago Co., Ltd. | 31 Mar 2026 | £7,644 | Market manipulation | Notice |
| MIKI SECURITIES CO | 2 Nov 2023 | £4,888 | Market manipulation | Notice |
| Company | 28 Nov 2025 | £3,016 | Insider trading | Notice |
| JAPAN Creative Platform Group Co., Ltd. | 13 Jun 2025 | £2,860 | Market manipulation | Notice |
| Chibagin Securities Co | 3 Aug 2023 | £2,288 | Insider trading | Notice |
| MINKABU THE INFONOID, Inc. | 13 Sep 2024 | £1,820 | Insider trading | Notice |
Amounts are normalised to GBP for comparison.
Frequently asked questions
What is the largest SESC fine?
The largest SESC fine currently recorded by RegActions is £113,152, issued to Nomura Securities Co., Ltd. on 25 Sep 2024 by the Securities and Exchange Surveillance Commission. This reflects amounts that have passed RegActions' amount-review gate; see the SESC fines database below for the complete, source-linked list.
How much has SESC fined in 2026?
RegActions records £138,996 in disclosed Securities and Exchange Surveillance Commission (SESC) monetary penalties in 2026, based on source-linked notices that have passed the amount-review gate. This excludes non-monetary actions such as prohibitions and public censures.
How many SESC penalties were issued in 2026?
RegActions has recorded 3 disclosed Securities and Exchange Surveillance Commission (SESC) monetary penalties in 2026 so far. This counts individual penalty notices, not firms, since some are fined more than once in a year.
How can I verify a SESC fine?
Start with the firm or individual name, the penalty date and the disclosed amount, then open the linked Securities and Exchange Surveillance Commission notice. The notice sets out the rule breaches, the affected period and the sanction. RegActions links every record to its official source; the regulator's own publication remains the authoritative record.