Track all Securities and Exchange Surveillance Commission (SESC) fines and enforcement actions. 66 penalties from 2023-2026. Complete database with stats, trends, and analysis.
Coverage Snapshot
- Regulator: Securities and Exchange Surveillance Commission
- Jurisdiction: Japan
- Tracked period: 2023-2026
- Tracked actions: 66
- Default currency: GBP
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Largest enforcement actions
| Firm or individual | Date | Amount | Breach category | Source |
|---|---|---|---|---|
| Nomura Securities Co., Ltd. | 25 Sep 2024 | £113,152 | Market manipulation | Notice |
| NIPPO Corporation | 26 Jun 2026 | £98,748 | Insider trading | Notice |
| Demae-can Co., Ltd. | 17 Jan 2025 | £76,128 | Insider trading | Notice |
| ZOZO, Inc. | 8 Sep 2023 | £67,756 | Insider trading | Notice |
| Stream Media Corporation | 14 Jun 2024 | £47,424 | Insider trading | Notice |
| NIPPON ROAD CO., LTD. | 28 Feb 2025 | £43,680 | Insider trading | Notice |
| Quadeye Trading LLC | 26 Mar 2024 | £41,080 | Enforcement action | Notice |
| BASE FOOD, Inc. and two other securities. | 17 Apr 2026 | £32,604 | Market manipulation | Notice |
| Ava Trade Japan K | 26 Jun 2024 | £28,028 | Insider trading | Notice |
| S DIVISION HOLDINGS INC | 26 Dec 2023 | £25,584 | Insider trading | Notice |
| EPS Holdings, Inc | 12 Dec 2025 | £20,904 | Insider trading | Notice |
| JESCO Holdings, Inc. and other securities. | 18 Apr 2023 | £15,756 | Market manipulation | Notice |
| PACIFIC METALS CO., LTD. | 8 Dec 2023 | £14,612 | Market manipulation | Notice |
| SAKAI Holdings CO., LTD | 24 Apr 2024 | £11,856 | Market manipulation | Notice |
| Sigmago Co., Ltd. | 31 Mar 2026 | £7,644 | Market manipulation | Notice |
| MIKI SECURITIES CO | 2 Nov 2023 | £4,888 | Market manipulation | Notice |
| Company | 28 Nov 2025 | £3,016 | Insider trading | Notice |
| JAPAN Creative Platform Group Co., Ltd. | 13 Jun 2025 | £2,860 | Market manipulation | Notice |
| Chibagin Securities Co | 3 Aug 2023 | £2,288 | Insider trading | Notice |
| MINKABU THE INFONOID, Inc. | 13 Sep 2024 | £1,820 | Insider trading | Notice |
Amounts are normalised to GBP for comparison.