RegActions records a disclosed FCA monetary penalty of £900,200 dated 25 Nov 2013 for SEI Investments (Europe) Limited.
Case facts
| Firm or individual | SEI Investments (Europe) Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 25 Nov 2013 |
| Penalty | £900,200 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | cc451fc5-fdc8-4b63-9f95-7a5af3bd42ed |
Case summary
For failing to arrange adequate protection for client money for which it was responsible.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.