FCA fines / SEI Investments (Europe) Limited
SEI Investments (Europe) Limited — FCA fines
The FCA has fined SEI Investments (Europe) Limited £900,200 across 1 penalty, most recently 25 Nov 2013.
Last updated 25 Nov 2013
All FCA fines for SEI Investments (Europe) Limited
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 25 Nov 2013 | £900,200 | CLIENT_MONEY | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| CLIENT_MONEY | 1 | £900,200 |
Frequently asked questions
How much has SEI Investments (Europe) Limited been fined by the FCA?
The FCA has fined SEI Investments (Europe) Limited £900,200 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has SEI Investments (Europe) Limited been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for SEI Investments (Europe) Limited.
What was SEI Investments (Europe) Limited's largest FCA fine?
SEI Investments (Europe) Limited's largest disclosed FCA fine recorded by RegActions is £900,200.