FCA fines / 2013 / Westwood Independent Financial Planners
Westwood Independent Financial Planners FCA fine
RegActions records a disclosed FCA monetary penalty of £100,000 dated 17 Dec 2013 for Westwood Independent Financial Planners.
Case facts
| Firm or individual | Westwood Independent Financial Planners |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 17 Dec 2013 |
| Penalty | £100,000 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | e2e9a6aa-aed7-4cdc-a22a-bee20986fcfc |
Case summary
For communications and suitability failings in relation to geared traded endowment policies (GTEPs).
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.