FCA fines / Westwood Independent Financial Planners

Westwood Independent Financial Planners — FCA fines

The FCA has fined Westwood Independent Financial Planners £100,000 across 1 penalty, most recently 17 Dec 2013.

Last updated 17 Dec 2013

All FCA fines for Westwood Independent Financial Planners

DateAmountBreach categorySource
17 Dec 2013£100,000MIS_SELLINGOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
MIS_SELLING1£100,000

Frequently asked questions

How much has Westwood Independent Financial Planners been fined by the FCA?

The FCA has fined Westwood Independent Financial Planners £100,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Westwood Independent Financial Planners been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for Westwood Independent Financial Planners.

What was Westwood Independent Financial Planners's largest FCA fine?

Westwood Independent Financial Planners's largest disclosed FCA fine recorded by RegActions is £100,000.

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