RegActions records a disclosed FCA monetary penalty of £6,038,504 dated 15 Dec 2015 for Threadneedle Asset Management Limited.
Case facts
| Firm or individual | Threadneedle Asset Management Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 15 Dec 2015 |
| Penalty | £6,038,504 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | b8d564d2-e72d-4b5a-8188-5d51e096d958 |
Case summary
For breaching Principles 3 and 11.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.