FCA fines / Threadneedle Asset Management Limited
Threadneedle Asset Management Limited — FCA fines
The FCA has fined Threadneedle Asset Management Limited £6,038,504 across 1 penalty, most recently 15 Dec 2015.
Last updated 15 Dec 2015
All FCA fines for Threadneedle Asset Management Limited
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 15 Dec 2015 | £6,038,504 | PRINCIPLES | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| PRINCIPLES | 1 | £6,038,504 |
Frequently asked questions
How much has Threadneedle Asset Management Limited been fined by the FCA?
The FCA has fined Threadneedle Asset Management Limited £6,038,504 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has Threadneedle Asset Management Limited been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for Threadneedle Asset Management Limited.
What was Threadneedle Asset Management Limited's largest FCA fine?
Threadneedle Asset Management Limited's largest disclosed FCA fine recorded by RegActions is £6,038,504.