FCA fines / 2020 / Asia Research and Capital Management Ltd
Asia Research and Capital Management Ltd FCA fine
RegActions records a disclosed FCA monetary penalty of £873,118 dated 14 Oct 2020 for Asia Research and Capital Management Ltd.
Case facts
| Firm or individual | Asia Research and Capital Management Ltd |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 14 Oct 2020 |
| Penalty | £873,118 |
| RegActions breach classification | FINANCIAL_PROMOTIONS |
| Public case ID | 494e9b2a-2ae4-45d7-bf09-a7477ca1e43d |
Case summary
This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.