FCA fines / Asia Research and Capital Management Ltd

Asia Research and Capital Management Ltd — FCA fines

The FCA has fined Asia Research and Capital Management Ltd £873,118 across 1 penalty, most recently 14 Oct 2020.

Last updated 14 Oct 2020

All FCA fines for Asia Research and Capital Management Ltd

DateAmountBreach categorySource
14 Oct 2020£873,118FINANCIAL_PROMOTIONSOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
FINANCIAL_PROMOTIONS1£873,118

Frequently asked questions

How much has Asia Research and Capital Management Ltd been fined by the FCA?

The FCA has fined Asia Research and Capital Management Ltd £873,118 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Asia Research and Capital Management Ltd been fined by the FCA?

RegActions has recorded 1 disclosed FCA monetary penalty for Asia Research and Capital Management Ltd.

What was Asia Research and Capital Management Ltd's largest FCA fine?

Asia Research and Capital Management Ltd's largest disclosed FCA fine recorded by RegActions is £873,118.

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