RegActions records a disclosed FCA monetary penalty of £4,775,200 dated 7 Dec 2022 for BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited.
Case facts
| Firm or individual | BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 7 Dec 2022 |
| Penalty | £4,775,200 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | 1305e659-db92-420b-af97-c5f1520fb9de |
Case summary
This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
Continue your research
- Search the complete FCA fines database
- View FCA actions from 2022
- Compare enforcement actions in 2022
- Read the enforcement data methodology
Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.