FCA fines / BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited
BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited — FCA fines
The FCA has fined BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited £4,775,200 across 1 penalty, most recently 7 Dec 2022.
Last updated 7 Dec 2022
All FCA fines for BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 7 Dec 2022 | £4,775,200 | MARKET_ABUSE | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| MARKET_ABUSE | 1 | £4,775,200 |
Frequently asked questions
How much has BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited been fined by the FCA?
The FCA has fined BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited £4,775,200 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited.
What was BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited's largest FCA fine?
BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited's largest disclosed FCA fine recorded by RegActions is £4,775,200.