FCA fines / 2025 / David Arden
David Arden FCA fine
RegActions records a disclosed FCA monetary penalty of £100,950 dated 2 Jul 2025 for David Arden.
Case facts
| Firm or individual | David Arden |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 2 Jul 2025 |
| Penalty | £100,950 |
| RegActions breach classification | Not classified |
| Public case ID | ec6cb449-f673-48f1-b0ae-55c33cd0f9fa |
Case summary
This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.