RegActions records a disclosed FCA monetary penalty of £465,415 dated 30 May 2025 for David Brian Price.
Case facts
| Firm or individual | David Brian Price |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 May 2025 |
| Penalty | £465,415 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | b2b45eca-0964-4d1c-85af-8b2530eb7401 |
Case summary
This Final Notice refers to breaches of PRIN 1 and the provision of inappropriate pension transfer advice. We imposed a financial penalty, withdrawal of approvals and a prohibition order.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.