RegActions records a disclosed FCA monetary penalty of £1,107,307 dated 23 Jul 2025 for James Edward Staley.
Case facts
| Firm or individual | James Edward Staley |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 23 Jul 2025 |
| Penalty | £1,107,307 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 1645cb32-7f22-4587-ae0e-28d8165da554 |
Case summary
We issued a Final Notice following the Upper Tribunal’s decision dated 26 June 2025 (upholding our Decision Notice of 30 May 2023 which sought to fine and ban Mr Staley). This Final Notice refers to breaches of Individual Conduct Rules 1 (not acting with integrity) and 3 (open and cooperative with regulators) and Senior Manager Conduct Rule 4 (disclosure of information of which the FCA would reasonably expect notice. We imposed a financial penalty and a prohibition from holding senior management functions.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.