Alec Finch FCA fine
RegActions records a disclosed FCA monetary penalty of £121,200 dated 23 Jul 2026 for Alec Finch.
Case facts
| Firm or individual | Alec Finch |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 23 Jul 2026 |
| Penalty | £121,200 |
| RegActions breach classification | Client money and safeguarding |
| Public case ID | c0b9d347-2769-463b-bb03-2195fc755071 |
Case summary
FCA decides to ban father and son following fraud and misuse of client money Last updated: 23/07/2026 The FCA has decided to ban a father and son from UK financial services after the High Court found that they had engaged in fraud and misused client money. Alec Finch and Robert Finch have referred the Decision Notices to the Upper Tribunal where each will present their case.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.