FCA fines / 2026 / Daniel Philip Thomas
Daniel Philip Thomas FCA fine
RegActions records a disclosed FCA monetary penalty of £742,700 dated 3 Sep 2026 for Daniel Philip Thomas.
Case facts
| Firm or individual | Daniel Philip Thomas |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 3 Sep 2026 |
| Penalty | £742,700 |
| RegActions breach classification | Pensions advice and transfers |
| Public case ID | 30c96ba0-3b0d-4bb2-bc31-afb0dd3419d5 |
Case summary
FCA decides to ban and fine Daniel Thomas over unauthorised pension transfer advice Last updated: 03/09/2026 The FCA has decided to ban Daniel Thomas from working in financial services and fine him £742,700 after finding he recklessly gave defined benefit pension transfer advice he was neither qualified nor allowed to give. Mr Thomas has referred his Decision Notice to the Upper Tribunal where he will present his case.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.