FCA fines / 2026 / Frank Breuer

Frank Breuer FCA fine

RegActions records a disclosed FCA monetary penalty of £755,000 dated 12 May 2026 for Frank Breuer.

Case facts

Firm or individualFrank Breuer
RegulatorFinancial Conduct Authority (FCA)
Date12 May 2026
Penalty£755,000
RegActions breach classificationINVESTMENT
Public case ID8dbe0535-9c77-45bd-b541-29d01fdaf262

Case summary

This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.