RegActions records a disclosed FCA monetary penalty of £755,000 dated 12 May 2026 for Frank Breuer.
Case facts
| Firm or individual | Frank Breuer |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 12 May 2026 |
| Penalty | £755,000 |
| RegActions breach classification | INVESTMENT |
| Public case ID | 8dbe0535-9c77-45bd-b541-29d01fdaf262 |
Case summary
This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.