Mr Fenech FCA fine
RegActions records a disclosed FCA monetary penalty of £41,230 dated 4 Aug 2026 for Mr Fenech.
Case facts
| Firm or individual | Mr Fenech |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 4 Aug 2026 |
| Penalty | £41,230 |
| RegActions breach classification | Pensions advice and transfers |
| Public case ID | 4cfe97c0-c0bd-4752-9201-8dbfec149b8a |
Case summary
Tribunal upholds FCA ban on pair involved in pension transfer advice and reduces fines Last updated: 18/09/2026 See all updates The Upper Tribunal upheld the FCA's decision to ban Richard Fenech and Heather Dunne from working in financial services. The Tribunal agreed that both acted dishonestly by providing a backdated appointed representative agreement to the FCA.The Tribunal found that Ms Dunne falsely claimed she had given advice to some pension schemes before she had done so.
Official evidence
This page meets the public case-page evidence threshold.
Continue your research
- See all FCA fines for Mr Fenech
- Search the complete FCA fines database
- View FCA actions from 2026
- Compare enforcement actions in 2026
- FCA fines 2026 report
- Read the enforcement data methodology
Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.