RegActions records a disclosed FCA monetary penalty of £1,087,300 dated 29 Jul 2025 for Sigma Broking Limited.
Case facts
| Firm or individual | Sigma Broking Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 29 Jul 2025 |
| Penalty | £1,087,300 |
| RegActions breach classification | REPORTING |
| Public case ID | f21c3ade-6cd0-4fcc-b7ff-6a9db038f970 |
Case summary
This Final Notice refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.