FCA fines / Sigma Broking Limited

Sigma Broking Limited — FCA fines

The FCA has fined Sigma Broking Limited £1,618,900 across 2 penalties, most recently 29 Jul 2025.

Last updated 29 Jul 2025

All FCA fines for Sigma Broking Limited

DateAmountBreach categorySource
29 Jul 2025£1,087,300REPORTINGOfficial notice
4 Oct 2022£531,600MARKET_ABUSEOfficial notice

Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.

Breach breakdown

Breach categoryPenaltiesTotal
REPORTING1£1,087,300
MARKET_ABUSE1£531,600

Frequently asked questions

How much has Sigma Broking Limited been fined by the FCA?

The FCA has fined Sigma Broking Limited £1,618,900 across 2 penalties recorded by RegActions, based on source-linked notices that have passed the amount-review gate.

How many times has Sigma Broking Limited been fined by the FCA?

RegActions has recorded 2 disclosed FCA monetary penalties for Sigma Broking Limited.

What was Sigma Broking Limited's largest FCA fine?

Sigma Broking Limited's largest disclosed FCA fine recorded by RegActions is £1,087,300.

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