Regulatory Fines Database

Search the RegActions regulatory fines database: compare financial penalties, enforcement actions, breach themes and official source evidence across global regulators.

Evidence-first analysis

Open the actions behind every chart, table and comparison, then follow the available links to official regulator evidence.

Public working views

Filters and guided comparisons are available without an account. Saved views remain on the user's device.

FCA fines database

Use the regulator page for the broad Financial Conduct Authority enforcement view, totals and official evidence.

Open the FCA fines database

FCA fines 2026

Open the current-year report for monthly totals and source-linked monetary penalties.

Read the FCA fines 2026 report

The RegActions fines database collects source-linked monetary penalties and enforcement actions published by financial regulators worldwide, from the FCA and SEC to BaFin, AMF and MAS. Every record links back to the regulator's own notice or fines page, so a total can always be traced to its official source. Use the live workspace below to filter by regulator, year, firm or breach theme.

As of 18 Sep 2026: 48,315 enforcement actions from 63 regulators totalling £55,859,250,743; FCA: 14 penalties totalling £17,956,123 in 2026.

Last updated 18 Sep 2026

Largest fines in the database

Firm or individualRegulatorDateAmountSource
Bank of America, National AssociationOCC28 Feb 2013£879,413,544Notice
Multinational Telecommunications CompanySEC6 Dec 2019£826,020,000Notice
Allianz Global Investors and Three Former Senior Portfolio ManagersSEC17 May 2022£798,876,000Notice
Goldman SachsSEC22 Oct 2020£784,914,000Notice
Wells Fargo Bank, N.A.FDIC11 Jul 2024£780,000,000Notice
Westpac Banking CorporationAUSTRAC24 Sep 2020£663,000,000Notice
JPMorgan Chase Bank, National AssociationOCC28 Feb 2013£587,535,102Notice
Global Software Company SAPSEC10 Jan 2024£438,516,000Notice
Christopher FlinosFSRA3 Apr 2025£435,240,000Notice
AC Holding Limited (ADGM)FSRA3 Apr 2025£435,240,000Notice
Peken Global LimitedDNB1 Jul 2025£425,000,000Notice
Three Media CompaniesSEC13 Sep 2021£408,720,000Notice
BNP Paribas, S.A., Paris, FranceFRB30 Jun 2014£396,240,000Notice
Wells Fargo Bank, National AssociationOCC20 Apr 2018£390,000,000Notice
HSBC Bank USA, National AssociationOCC11 Dec 2012£390,000,000Notice
Commonwealth Bank of AustraliaAUSTRAC20 Jun 2018£357,000,000Notice
TD Bank, National AssociationOCC9 Oct 2024£351,000,000Notice
TD Bank USA, National AssociationOCC9 Oct 2024£351,000,000Notice
J.P. Morgan and Credit SuisseSEC16 Nov 2012£325,197,495Notice
Danske BankSEC13 Dec 2022£322,140,000Notice
Citibank, National AssociationOCC7 Oct 2020£312,000,000Notice
Total S.ASEC29 May 2013£310,596,000Notice
Morgan Stanley and Former Executive Pawan PassiSEC12 Jan 2024£300,909,354Notice
Barclays Bank PlcFCA20 May 2015£284,432,000Notice
JPMorgan Chase Bank, National AssociationOCC11 Nov 2014£273,000,000Notice
Citibank, National AssociationOCC11 Nov 2014£273,000,000Notice
Chase Bank USA, National AssociationOCC7 Jan 2014£273,000,000Notice
JPMorgan Chase Bank, National AssociationOCC7 Jan 2014£273,000,000Notice
JPMorgan Bank and Trust Company, National AssociationOCC7 Jan 2014£273,000,000Notice
JPMORGAN CHASE & CO. New York, New YorkFRB20 May 2015£266,760,000Notice
BARCLAYS BANK PLC London, EnglandFRB20 May 2015£266,760,000Notice
Citigroup, Inc., New York, New YorkFRB20 May 2015£266,760,000Notice
UBS AG Zurich, SwitzerlandFRB20 May 2015£266,760,000Notice
National Westminster Bank PlcFCA13 Dec 2021£264,772,620Notice
JPMorgan Chase Bank, National AssociationOCC18 Sep 2013£234,000,000Notice
Providian National BankOCC28 Jun 2000£234,000,000Notice
UBS AGFCA11 Nov 2014£233,814,000Notice
Crown Melbourne and Crown PerthAUSTRAC30 May 2023£229,500,000Notice
Deutsche Bank AGFCA23 Apr 2015£226,800,000Notice
Citibank N.A.FCA11 Nov 2014£225,575,000Notice
JPMorgan Chase BankFCA11 Nov 2014£222,166,000Notice
Brazilian Meat ProducersSEC14 Oct 2020£221,169,000Notice
The Royal Bank of Scotland PlcFCA11 Nov 2014£217,000,000Notice
HSBC Bank PlcFCA11 Nov 2014£216,363,000Notice
JPMorgan Chase & Co., New York, New York and EMC Mortgage Corporation, Lewisville, TexasFRB9 Feb 2012£214,500,000Notice
THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, ScotlandFRB20 May 2015£213,720,000Notice
JPMorgan Chase Bank, National AssociationOCC14 Mar 2024£195,000,000Notice
Wells Fargo Bank, National AssociationOCC9 Sep 2021£195,000,000Notice
JPMorgan Chase Bank, National AssociationOCC24 Nov 2020£195,000,000Notice
Bank of America, National AssociationOCC11 Nov 2014£195,000,000Notice

Amounts are normalised to GBP for comparison.